Disclosure

Disclosures under SEBI Regulations

FinAspiration is a firm  engaged in the distribution of financial products, including mutual funds,  AIF  and other SEBI-regulated financial instruments.

We are committed to transparency and ensuring that our operations adhere to the regulatory framework set by the Securities and Exchange Board of India (SEBI).
Below are the key disclosures as mandated by SEBI regulations :

1. Business Activities : FinAspiration is solely engaged in the distribution of financial products and does not provide research-related services or investment advisory services.Our services are limited to facilitating the purchase and sale of financial products as per client requirements, ensuring compliance with applicable regulations.

2.SEBI Registration: Shree Ram Raut, a founding partner of FinAspiration, is a SEBI-registered Research Analyst (Registration No : RA-INH000012537). However, Shree Ram Raut does not provide research-related services under the banner of FinAspiration.
Any research activities undertaken by Shree Ram Raut are independent of FinAspiration’s operations and are conducted in his individual capacity as a SEBI-registered Research Analyst.

3. No Conflict of Interest: FinAspiration and its associates, do not have any actual or potential conflicts of interest arising from the distribution of financial products offered by the firm. FinAspiration does not receive any compensation, commissions, or benefits from issuers of financial products that could compromise the objectivity of our services, beyond the standard commissions disclosed to clients as per SEBI regulations.Shree Ram Raut , in his capacity as a Research Analyst, does not engage in activities related to the financial products distributed by FinAspiration, ensuring no conflict of interest between his research activities and the company’s distribution services.Neither FinAspiration holds any financial interest or beneficial ownership of 1% or more in the securities of any company whose financial products are distributed by FinAspiration, as of the end of the month immediately preceding the date of this disclosure.

4. Transparency in Compensation:FinAspiration receives commissions from Asset Management Companies (AMCs) or other product providers for the distribution of financial products, which are disclosed to clients in accordance with SEBI regulations (e.g., in mutual fund statements or client agreements).No additional remuneration or benefits are received that could influence the recommendations or services provided by FinAspiration.

5. Regulatory Compliance:FinAspiration operates in compliance with all applicable SEBI regulations, including the SEBI (Investment Advisers) Regulations, 2013, and other relevant guidelines.There are no pending material litigations, legal proceedings, or disciplinary actions initiated by SEBI or any other regulatory authority against FinAspiration or Shree Ram Raut in connection with the company’s operations.

Standard Warning:“Investment in securities markets is subject to market risks. Read all related documents carefully before investing.”

“Registration granted by SEBI and certification from NISM in no way guarantee the performance of the intermediary or provide any assurance of returns to investors.”Contact Information: For any queries or clarifications regarding our services or disclosures, please contact us at Insert Contact Details. For further details on SEBI regulations, visit http://www.sebi.gov.in.